tag:blogger.com,1999:blog-6474024174085167013.post7550504234952115482..comments2024-02-16T08:42:37.676-06:00Comments on Passing the Series 65 and 66 exams: How do I set up my own RIA?Unknownnoreply@blogger.comBlogger2125tag:blogger.com,1999:blog-6474024174085167013.post-67058444572754317512016-12-16T13:37:11.135-06:002016-12-16T13:37:11.135-06:00Anyone can take the Series 65 exam by filing a U10...Anyone can take the Series 65 exam by filing a U10. If barred by FINRA, your application could be denied by any state Administrator for that reason alone.B Walkshttps://www.blogger.com/profile/13428079363476989854noreply@blogger.comtag:blogger.com,1999:blog-6474024174085167013.post-85214692422827663262016-12-15T07:21:43.888-06:002016-12-15T07:21:43.888-06:00If barred by Finra can you still take 65 and setup...If barred by Finra can you still take 65 and setup own Ria?Anonymousnoreply@blogger.com